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The Reasonable Person, the Pursuit of Justice, and Negligence Law
Embedding ICT at
sector level: the case of agriculture in Bolivia
Missing the Politics
By Mary Kaldor
hat is important about the
proposed Global Action to Prevent War is the attempt to bring together
anti-war groups and disarmament groups and to build a global coalition of
grass roots activists.
The threefold commitment-to
strengthening the rule of law, enhancing inter-national institutions, and
replacing national cap-abilities for unilateral military intervention with
multilateral capabilities for peace enforcement-is also welcome. The
program contains many valuable proposals: creating region-al readiness
brigades, the implement-tation of the 1998 Treaty to establish an
International Criminal Court, and the idea of standing contingents of
civilian police, among others.
But what I miss is politics.
Why does this eminently rational program for the elimination of war seem,
like so many disarmament and peace projects of the past, to be
unrealistically utopian? Why, if indeed we face no "near-term risk of
major war" is President Clinton asking for an additional $100 billion to
augment his capacity for air strikes? If the world does possess, as the
authors suggest, "new powerful tools to help prevent war," why were they
not used to prevent the wars in Bosnia, Somalia, Congo, to name just a
few? Was it ignorance, was it the absence of a well-worked out program
such as is proposed, or was it politics?
Perhaps the most telling
passage is the author's admission that their program "does not address the
needs and conflicts that may motivate organized violence. It uses the
resources of the international community to prevent the violent expression
of conflict-which obstructs efforts to get at the roots of conflict." In
other words, there seems to be an underlying assumption that arms create
violent conflict rather than the other way round, that through a series of
technical solutions that aim to control military capabilities and to
provide for the peaceful expression of conflicts, war can be prevented.
This was the assumption behind
many well-meaning disarmament and arms-control proposals during the Cold
War period. In the end, it was the collapse of communism, not arms
control, which led to the end of the Cold War. Of course, the technical
arms control proposals were useful when the Cold War was ending but it was
the changed political climate that was crucial.
Most contemporary wars are
about identity politics-that is to say, the exclusive claim to power on
the basis of identity, be it ethnic, religious, or lingui-stic. This type
of conflict cannot be channeled into peaceful directions. The goals of the
conflict are to "sow fear and hatred," to eliminate physically opponents
of a different identity.
These goals can only be pursued
through violence-genocide, ethnic cleansing, and so on. Moreover, since
the parties to the conflict depend on outside support or on loot and
pillage of civilians, there tend to be deeply entrenched political and
economic interests in a continuation of violence. The most that can be
achieved through nego-tiation is freezing of the conflict, and even that
is possible only in certain circumstances-for exam-ple, military
stalemate. It might also be possible to freeze conflicts through peace
enforcement, espec-ially if criminal behavior is outlawed internationally.
It is because the parties to the conflict can only achieve their goals
through violence that conflicts of this type-Cyprus, Bosnia, Palestine,
Ireland-last for such a long time.
Only political change, the
abandonment of identity politics, the construction of a democratic and
inclusive political constituency-a long slow process that has to be
undertaken by civil society, interestingly not mentioned in the
program-can actually prevent further outbreaks of violent conflict.
No doubt, there are tools that
fuel and exacerbate such conflicts-the elec-tronic media, for example,
which oddly are also not mentioned, or surplus arms left over from the
Cold War. However, attempts to control their supply do not prevent the
conflict. The Hutu extremists used machetes to kill Tutsis. In other wars,
all kinds of mechanisms exist-Diaspora networks, the black market, surplus
stockpiles-which are very difficult to control.
The program emphasizes the
importance of freezing or reducing military budgets and armaments. Yet it
is precisely those regions where the post Cold War cuts were greatest and
where international institutions did, indeed, link loans to cuts in
military budgets (as commended by the authors) that violence has been
greatest-namely Africa and Eastern Europe.
The effect of dramatic cuts in
budgets, military production and arms trade was the privatization of
military capabilities. Red-undant soldiers found em-ployment in newly
created paramilitary groups.
Surplus arms were sold on the
black market. Un-employed defense workers or scientists turned to criminal
activities to make a living. Governments hired private security companies
like Executive Outcomes to maintain order.
Of course, things would have
been better if cuts in military budgets and arms trade had been
accom-panied by destruction of stockpiles, industrial conversion programs,
and job creating schemes for demobilized soldiers, proposals that were
totally at odds with the dominant neo-liberal approaches imposed on these
regions. But as long as the causes of violence were not addressed, those
red-undant military cap-abilities were bound to find their way into the
hands of warring parties.
What is needed, above all, is a
political project based on inclusion, democracy, and the international
rule of law. Such a project can supplant the exclusivist political
thinking that leads to war; it does not offer technical solutions but
changes the way people perceive the world.
This is just as important in
the societies that are considered peaceful, such as the United States or
Europe, as in the regions currently engulfed by war. As long as air
strikes are popular and divert attention from domestic problems, as long
as American lives are valued more highly than Iraqi or Sudanese lives,
there can never be a serious program to prevent war.
s long as people are prepared
to die for an exclusive identity and not for humanity, wars will continue.
This is not to say that proposals of the kind advanced by Forsberg, Dean,
and Mendlovitz should not be put forward; on the contrary, taken
individually, they can contribute to changing political approaches.
However, the
task of grassroots activists is not to educate (or miseducate) the public
about technical approaches; the task is to change global conscious-ness,
to arrive at the point optimistically announced by Immanuel Kant two
hundred years ago: when "a right violated in one part of the world is felt
everywhere."
The Reasonable Person, the Pursuit of Justice, and Negligence Law
By Richard Mullender
n common law
jurisdictions, the reasonable person is a commonly encountered figure. The
reasonable person and the associated idea of reasonableness feature in a
number of fields, notably negligence law, criminal law, administrative
law, and the law relating to sexual harassment in the workplace. In these
areas of the law, judges invoke the reasonable person as a standard by
reference to which they assess the conduct of defendants, claimants, and
the decisions of public officials. But who is the reasonable person?
In negligence
law, judges and commentators have emphasized the reasonable person's
ordinariness. Thus, they have spoken of the 'man' (or, nowadays, 'person')
on the Clapham omnibus or the Bondi tram. This emphasis on ordinariness
brings with it a concern with community standards as relevant to the
question 'What is reasonable?' Hence, the reasonable person has been
described as 'the ordinary citizen' who seeks to act on those
considerations that regulate 'community behaviour'.
Here, we are
presented with a picture of an addressee of the law who is co-operative
(perhaps even other-regarding) and, as such, ready to play his or her
unremarkable, but practically useful, part in community life. Moreover,
descriptions of this sort bespeak negligence law's commitment to justice.
For to participate willingly in co-operative arrangements that serve
others' interests is to act in accordance with a personal virtue of
justice.
To accept this
view is to see the reasonable person as a reassuring figure. But some
commentators are far from reassured. A. P. Herbert described 'the
reasonable man' as 'stand[ing] like a monument in our Courts of Justice,
vainly appealing to his fellow citizens to order their lives after his
example'. On this view, 'the reasonable person' is the name not of a
practically useful standard but of an ideal to which the law's addressees
fail to conform. Moreover, this ideal is, on Herbert's account, deeply
flawed. Writing in the 1930s, he could not find in the case law a single
mention of the reasonable woman. In recent decades, feminist commentators
have seized on this last criticism and used it to argue that the
reasonable man or person standard privileges the interests of males.
In Rethinking
the Reasonable Person, Mayo Moran follows in the footsteps of these
critical commentators. On her account, the reasonable person standard
(hereinafter, the RPS) is an impediment to the pursuit of justice.
Drawing on case law from a number of common law jurisdictions, Moran finds
support for her claims in tort law, criminal law, and in administrative
and anti-discrimination law. Scrutinizing Moran's claims in each of the
areas of law she examines is beyond the scope of this review.
Attention is
focused on Moran's primary example, negligence law. Before subjecting
Moran's arguments to critical examination, her analysis of the law and the
reform agenda she proposes must be outlined. In negligence law, the
breadth of the discretion conferred on judges by the reasonable person
standard is a commonly encountered theme. Those who pursue this theme
typically place emphasis on the properties of the language in which the
law is framed. H. L. A. Hart, for example, identifies this language as
exhibiting an 'open texture'. By this he means that judges are able to
choose between 'open alternatives' when elaborating the law.
Commentators have
seized on this point to argue that the RPS gives judges opportunities to
express highly subjective views. Moran echoes this point (pp 16 17).
But it is not her central concern. Her main criticism begins with the
observation that judges typically seek to give expression to 'ordinary' or
'normal' views when applying the RPS (ch 4). Moran finds support for this
view in Hart who argued that 'reasonableness' creates a 'space' for judges
to give authoritative expression to their understanding of 'ordinary moral
reasoning'. This troubles Moran since ordinary moral reasoning can, and
does, go 'badly awry' (p 282). For judicial attempts to describe moral
impulses in the communities where negligence law operates are typically
impressionistic. Thus, even as judges seek to tether the exercise of
discretion to an inter-subjective criterion (community sentiment), they
give expression to views that are informed by their own understanding of
practical life.
Moreover, the
notions of the 'ordinary' and the 'normal' all too often afford ways of
underwriting morally unappealing views (p 256). Moran argues that this
becomes clear when we consider negligence law's 'dark side' (pp 136 137).
Judicial appeals to ordinariness tend to encourage the development of
discriminatory and power-laden doctrine (p 256 and p 275). For, having
embraced the idea of ordinariness, judges use 'pejorative labels' like
'peculiar' and 'abnormal' to describe those who fall outside the
'community of care' sustained by the law (pp 140 141
and p 149). This, Moran argues, is the fate of the developmentally
disabled. Likewise, courts commonly respond less favorably to the
arguments of young females than to those of young males. And this, Moran
argues, is because an understanding of gender freighted with stereotypical
assumptions informs the law (pp 125 128).
Moran illustrates
negligence law's response to the developmentally disabled by reference to
Vaughan
v Menlove. In
Vaughan,
the defendant's hayrick caught fire and destroyed the plaintiff's
property. The defendant sought to avoid liability by arguing that he had
acted to the best of his limited cognitive abilities (p 19 and p 234).
However, Tindal CJ applied the test of whether the defendant had exhibited
the degree of caution to be expected from a man of ordinary prudence, and
concluded he had not. The RPS here made its entry into negligence law; as
Moran notes, it soon assumed the status of a doctrinal and theoretical
orthodoxy (ch 1). Commentators have accepted that the RPS serves the
general interest in security.
Even if the RPS
does promote the general interest, it places on the developmentally
disabled burdens that they are ill equipped to discharge. Drawing on the
work of Tony Honoré, Moran argues that this is unjust. Honoré recognizes
that the developmentally disabled lack the cognitive capacity to meet the
RPS's requirements. Hence, they are not subject to a (less burdensome)
fault-based standard of liability but, rather, to a (more burdensome)
strict liability regime. Moran contrasts the courts' lack of generosity
towards the developmentally disabled with their response to boys. She
notes that judges typically apply the RPS indulgently to boys
(particularly those at play) (ch 2). In McHale v Watson, the
leading common law authority on the standard of care to be expected from
children, the defendant (a twelve-year-old boy) effectively blinded a girl
with a sharpened metal rod he had thrown in her direction. In the
subsequent negligence action, the trial judge, Windeyer J, considered
whether a boy of twelve could, on these facts, be said to have behaved
unreasonably. Having thus calibrated the RPS (for age), he found for the
defendant, concluding that the boy lacked the foresight and prudence
necessary to support a finding of fault, a decision confirmed by the High
Court. Under McHale, then, the RPS should be applied to boys in a
way that is sensitive to their impulsiveness (p 62). Moran regards this as
establishing that boys (particularly those at play) enjoy 'the liberty to
ignore the interests of others' (p 81). It should be noted, however, that
the case law is not as clear as it might seem: in Staley v
Suffolk County Council, a boy of the same age as the defendant in
McHale was held liable in negligence for injuries caused to a 'dinner
lady' he struck with a tennis ball.
While Staley
suggests that Moran is wrong to read McHale as allowing boys to
ignore others' interests, she correctly identifies it as the source of two
imbalances in negligence law. First, boys, unlike the developmentally
disabled, are able to invoke the avoidability principle as a ground on
which to avoid the imposition of liability (pp 65 69).
This principle specifies that liability should only be imposed where
defendants were in a position to have avoided carelessly inflicting harm
on others (pp 241 242).
Secondly, boys are treated more indulgently than are girls. Because
'virtually all' of the child defendants in this area of the law are boys,
Moran is unable to support this claim by reference to cases involving
female defendants (p 91). Instead she finds support in the judicial
application of the partial defence of contributory negligence to cases
concerning children, where judges often assume that girls are more
vigilant than boys (pp 138 140).
Moran concedes, however, that one recent case involving a female defendant
has 'almost revolutionary' implications for the future development of
negligence law (p 90). In Mullin v Richards, the defendant
injured a school friend in a play sword fight with plastic rulers. The
English Court of Appeal recognized that young females tend to be 'somewhat
irresponsible' when playing and supported a decision for the defendant by
reference to McHale. Nonetheless, on Moran's analysis, negligence
law exhibits a serious gender-specific imbalance (p 11 and p 153). In
light of the problems, she finds with the RPS, Moran argues for its
abandonment. In its place, she proposes the two sources of guidance to
judges outlined below.
From the RPS to the
Indifference Inquiry
While arguing for
the abandonment of the RPS, Moran urges judges to 'fortify the reason'
within the existing objective standard of liability. By this she means
that judges should focus their attention on the morally salient core of
the present inquiry into reasonableness (p 260). According to Moran, this
is the question whether the defendant's conduct betrays the 'normative
shortcoming' of indifference to the interests of the person he or she has
harmed (p 73). By concentrating on this question, judges should, other
things being equal, be able to detect genuinely blameworthy failings.
Moran finds support for this approach in the writings of H. L. A. Hart and
Anthony Duff.
Moran illustrates
the impact her proposed approach would have by contrasting two cases that
concern harm inflicted by cognitively impaired drivers. In Roberts’s
v Ramsbottom, the defendant argued that he should not be held
liable for the claimant's injuries since he had suffered a stroke shortly
before the accident. Hence, he had, as Moran notes, 'an account of his
risky driving that excluded indifference to others as a reason for his
action' (p 264). Nonetheless, the trial judge held him liable under the
RPS and stated that only a complete loss of consciousness would have
relieved him of liability.
Moran argues that
judges should abandon this approach and follow the lead given by the
English Court of Appeal in
Mansfield
v Weetabix Ltd. In
Mansfield,
the defendant inflicted harm while suffering from hypoglycemia (with the
result that his brain was starved of oxygen and unable to function
properly). The Court accepted that the defendant could not (because of his
condition) be blamed for the claimant's losses. Here, the defendant's
cognitive state is treated as a circumstance that yields a ground on which
to answer in the negative the question 'Was D indifferent?'
The view of
unreasonableness-as-indifference put forward by Moran has a significant
consequence. Reasonableness, on her account, consists in appropriate
attentiveness to others' interests. This leads on to the question 'What is
appropriate attentiveness?' Moran's second proposal is based on her answer
to this question.
Public Law Values
Moran argues that
judges should treat higher-order public law values as a source of guidance
when determining whether a defendant's conduct was reasonable. Among these
values are personal autonomy, respect for others, and a rejection of
sexist and racist beliefs as reasons for action (p 284). Moreover, Moran
identifies each of these grounds of action as affording means to 'shape
and discipline' judicial discretion in ways that give effect to the
principle that all persons have equal moral worth (p 284). She finds
support for this appeal to public law values in the case law spawned by
the Canadian Charter of Rights and Freedoms. For example, in RWDSU
v Dolphin Delivery Ltd, McIntyre J stated that 'the judiciary ought
to apply and develop principles of the common law in a manner consistent
with the fundamental values enshrined in the constitution'. There are, of
course, parallels here with debates in the United Kingdom about the
horizontal effect of the Human Rights Act. Advocates of horizontal effect
share with Moran the aim of establishing a more integrated relationship
between private and public law.
Moran's appeal to
higher-order public law values is unsurprising. For municipal human rights
instruments such as the HRA and the Canadian Charter are supposed to
establish a constitutional structure that satisfies some fundamental
requirements of distributive justice. This is because these instruments
protect a range of 'social primary goods' (to use John Rawls's phrase).
These are goods in which all persons have an interest since they are
necessary to the pursuit of a freely chosen and rational plan of life.
Obvious examples
include freedom of expression, privacy, and freedom of association. Just
as the HRA and other similar instruments protect social primary goods, so
too does tort law. Prominent among these goods are security and freedom of
action, as protected by negligence law. In light of these points, we are
better able to grasp Moran's understanding of the relationship between
human rights law and tort law. Judges are under an obligation to ensure
that those social primary goods protected by tort are distributed in ways
that advance the egalitarian agenda of higher-order human rights law. On
this view tort is a means by which to pursue distributive justice.
However, pursuit
of this ideal presents difficulties to which Moran pays inadequate
attention. While she recognizes that a 'constitutive tension' exists in
negligence law between security and freedom of action, she does not probe
this point (p 20). This is regrettable. For when we try to state precisely
how much protection security and freedom of action should be given in
institutions such as negligence law, we seem to be confronted by a range
of plausible alternatives and not by a single right answer. The concept of
incommensurability provides a basis on which to explain these
difficulties.
Incommensurability arises where two values (or goods or institutions) each
have objective value but cannot be ranked on a common scale or (to put the
same point another way) by reference to an overarching value. But to
accept that the concept of incommensurability is relevant to the
'constitutive tension' described by Moran is to accept a large ontological
claim: namely, that objective values exist. Because this is
controversial, we might want to describe the difficulty with ranking we
are contemplating more modestly. We might simply say that, in
circumstances where, say, security and freedom of action each enjoy a
significant measure of protection, difficulties with ranking arise. And
these difficulties mean that choices between eligible institutional
options will be under-determined.
One way in which
to respond to this problem would be to develop negligence doctrine in ways
that give expression to attractive (because, inter alia,
egalitarian) moral impulses in the communities where the law operates.
This is a suggestion about which Moran could be expected to have
misgivings. For, as we saw above, communities are for her sources of
unappealing moral impulses. There are, however, reasons for thinking that
Moran underestimates the degree of 'critical leverage' (to use her phrase)
that the concept of reasonableness gives those who argue for the
reconfiguration of the law (p 286). This point is pursued below and
provides the first of three more general criticisms of Moran's argument.
Negligence law
(and the common law more generally) is open and reflexive. Negligence
law's openness finds expression in judicial receptivity to criticism of
existing doctrine, while its reflexivity becomes apparent when its
informing ideals are mobilised to encourage, guide, and justify doctrinal
reconfiguration. Of course, judges do not talk in terms of 'openness' and
'reflexivity'. Typically, they describe the law's operations more
prosaically. For example, they commonly state that the question whether a
defendant's conduct is reasonable should be addressed in the light of all
relevant circumstances. Circumstance-sensitivity of this sort invites
arguments in support of two broad types of doctrinal development. First,
the extension of existing or the specification of new liability rules that
speak to forms of wrongful harm-infliction not addressed in terms by
existing doctrine. Secondly, the identification of circumstances that may
justify a finding for the defendant and a limitation in the scope of
liability. Doctrinal change of this sort occurs in two of the cases on
which Moran focuses attention:
Mansfield
and Mullin.
These cases illustrate the way
in which negligence law's informing ideals influence doctrinal
reconfiguration. It may not seem obvious, but both these decisions are
informed by ideals of justice. In Mansfield, the imposition of liability
would have been an affront to the ideal of corrective justice. For the
defendant had not 'acted'. Hence, he could hardly be identified as a
wrongdoer. Likewise, in Mullin to have rejected the defendant's arguments
against the imposition of liability would have been to adopt a position at
odds with negligence law's commitment to distributive justice. For the
interests of young females would have been accommodated less favorably by
the law than those of young males.
These points
provide a basis on which to challenge Moran's claim that judges typically
endorse prevailing understandings of reasonableness. Certainly, judges
have long sought to elaborate the common law in ways that reflect the
practical life of the communities in which it operates. Thus, we find the
judges and commentators who set out classical common law theory in the
seventeenth and eighteenth centuries describing the common law as Lex
Communis Angliae. In this respect, Moran is correct to say that
judges draw on the community's ordinary moral reasoning. But the common
law's receptivity to what might be termed empirical community tells only
part of the story as to how judges specify norms. A more complete picture
emerges when we scrutinise, for example, Lord Mustill's speech in
McFarlane v Tayside Health Board. He states that negligence
law should be developed by reference to 'ordinary notions of what is fit
and proper'. While this accords with Moran, he goes on to add that judges
should seek to develop a body of law that is 'fair and reasonable'. We
might see this statement as bespeaking a commitment not to empirical
community but, rather, to the ideal of ethical community. This ideal
enjoins judges not merely to reflect the practical life of the law's
addressees but, also, to seek to ensure that the interests of all are
defensibly accommodated. Distributive justice, corrective justice and the
avoidability principle are plainly relevant to this task. The critical
potential of these and other relevant norms supports the conclusion that
judicial elaboration of negligence law is (or, at least, should be) an
intensely reflexive process, in the sense elaborated above.
A more modest
commitment to reflexivity is also apparent in the burdens negligence law
places on its addressees. Hart makes this plain in his discussion of
'reasonableness'. He states that the term 'reasonable' 'leaves to
individuals, subject to correction by a court, the task of weighing up and
striking a balance between the social claims which arise in various
unanticipatable forms'. Thus, he presents a picture of the law's
addressees as being under an obligation to think through and act on the
law's implications in circumstances that are not spoken to directly by
existing doctrine. The interpretative task they are expected to undertake
is not particularly onerous. They are only expected to act on those
implications that would be apparent to a reasonable person. But, in
acting in this way, they join judges in an interpretative community that
has as its end the pursuit of justice rather than the uncritical
acceptance of 'the way we do things around here'.
This defence of the common law gives expression to assumptions associated
with the idea of social or historical reason. The proponents of social or
historical reason argue that practically significant knowledge and
understanding is gained through experience. In the common law, this
involves judges in seeking to move towards more nuanced and rationally
defensible sets of practical arrangements as they respond to the problems
thrown up by legal disputes. Hart lends support to this view. He argues
that the requirements of reasonableness become apparent when 'put in
conjunction with possibilities
which only experience
bring[s] before us'. But even those who see the common law's informing
commitment to historical reason as one of its strengths recognize that
improvement is the fruit of a sometimes painfully slow process.
Rationalist critics of the common law typically offer a harsher
assessment. They argue that processes of legal development of the sort
described by Hart impede the pursuit of justice. Moreover, they contend
that such impediments can be sidestepped easily. For, once armed with a
clear understanding of what justice consists in, we can, here and now,
fashion institutions that satisfy its requirements. Moran takes this
view. We find it in her emphasis on higher-order public law values as a
means by which to make good negligence law's deficiencies. But these
values are a less adequate guide to action than she assumes. By acting on
them, we cannot expect to arrive at the somewhat distributively just
end-state that appears to inform her thinking an
end-state that is demonstrably superior to all available alternatives.
Identification of
a distributively just end-state that is superior to all alternatives is
only possible where the relevant institutional options are amenable to
ranking. But, in light of our earlier discussion of incommensurability, we
have reasons for thinking that such ranking is a practical impossibility.
Jospeh Raz lends support to this view in a discussion of the doctrine of
duty of care in negligence law. Raz identifies security and freedom of
action (as protected by duty of care doctrine) as objectively valuable
goods. He also argues that these goods can be accommodated by the law in
a range of ways that are defensible but not amenable to ranking.
Moreover, even if we have misgivings about talk of incommensurability, we
can, at least, concede that difficulties with ranking will arise in the
circumstances Raz contemplates, and thus that choices between
institutional options will be under-determined. This being so, movement
towards a final and best end-state appears problematic.
Movement towards
such an end-state is also hard to reconcile with the pluralism of the
common law. As noted earlier, judges and commentators have long emphasized
that the common law should develop in ways that are attuned to the
practical life of the communities in which it operates. In recent years,
judges in Australia, Canada, and New Zealand and in the Privy Council have
given this point an explicitly pluralist twist. They have emphasized that
processes of development in different jurisdictions can quite properly
diverge from one another.60
Moreover, we find the Privy Council stating that doctrinal divergence of
this sort is not 'a weakness' but, rather, one of the common law's 'great
strengths'. If the claims made earlier concerning difficulties with
ranking are well founded, this does indeed seem to be the case for two
reasons. First, the same end (a body of law that adequately accommodates
the interests of all its addressees) may be pursued in a variety of ways.
Secondly, the practical life of a particular community is relevant to the
choice between incommensurable options. Berlin makes precisely this point.
He argues that when faced with incommensurable options decision-makers may
quite legitimately choose the one that least disturbs their 'general
pattern of life'. The relevance of this point to negligence law is easily
explained. A strong commitment to regard for others is a feature of, for
example, Canadian practical life. We find it in section 27 of the Canadian
Charter of Rights and Freedoms, which specifies that Canadians should seek
to maintain and foster a multicultural social environment in which the
worth of others is recognized and valued. This commitment provides a
reason for placing emphasis on security-related interests where they come
into conflict with freedom of action-related interests in negligence law.
But, in some
circumstances, controversy as to how negligence law should be configured
is likely to be profound. Consider those with developmental disabilities
not as severe as to make it impossible to grasp basic ideas (like cause
and effect). If we implement Moran's reform agenda, then those in this
group will be relieved of the burdens of negligence liability. And, since
they are hard to classify as wrongdoers, the end of corrective justice
will be served. But, here, freedom from liability will come at a high
price. For the individuals in question will not (as in, say, Weetabix)
make appeal to a discrete event in their lives as a reason for relieving
them of liability. Rather, they will invoke their permanent condition.
Thus, to act on Moran's reform agenda may be to allow those in this group
to undercut their status as full and equal persons. Viewed from the
standpoint of distributive justice this would be a troubling development.
If we assume the soundness of this point, then we seem to have a telling
objection to Moran's reform proposal. But we could hardly say that this
objection constitutes a knock-down argument. It would be more accurate to
say that the two approaches cannot be ranked. In such circumstances, we
would find it hard to fasten on some feature of practical life that would
lead us to conclude that either of the two positions is preferable.
v
To be continued in the next issue
Embedding ICT in
Development
How can
Information and Communication Technology (ICT) support development
efforts? ICT cuts across sectors and affects all layers of society; both
micro-projects and large institutions use it. And it runs through
non-profit, private and government organizations, which in an ideal
situation communicate through a set of commonly agreed principles,
standards and procedures. A virtual mission impossible for low-capacity
countries, one would think, looking at the breadth of issues and the
number of actors involved
Embedding ICT at
sector level: the case of agriculture in Bolivia
Why
is an ICT strategy needed for the agricultural sector?
As in many developing
countries, the agricultural sector in Bolivia employs a large proportion
of the active workforce (45%). Bolivia's Poverty Reduction Strategy Paper
claims that poverty is due largely to low productivity and low prices.
NGOs and producer organizations suggest that improvements in these areas
are severely hampered by the inadequacy of the infrastructure, inefficient
distribution methods and a lack of information. Although small farmers
lack access to information, they are not isolated from markets and are
highly vulnerable to fluctuations in prices and production volumes, as
well as to diseases that affect production. Access to information on
prices, market trends and production methods is essential for the survival
of these groups.
A
number of organizations have therefore initiated programmes for improving
access to information in rural areas with the aid of ICT. Such initiatives
include the regional development foundations set up by the government and
the TiCBolivia programme implemented by NGOs and grass-root organizations
(www.ticbolivia.net) in collaboration with the IICD. The projects operate
in different content areas and regions of Bolivia and provide small
farmers with information on production and marketing. For their part,
producers can reach out to potential buyers in local, national and
international markets. The information reaches farmers in remote areas
through a combination of rural radio, voice radio, satellite and land-line
based Internet access.
Despite the projects' relative success in supplying producers with
information, the stakeholders nonetheless identified the following problem
areas:
-
a lack of standards, methods
and regulations for supporting the exchange of information;
-
a lack of coordination among
organizations gathering, analyzing and disseminating information;
-
a lack of capacity for using
ICT and information management.
These problems complicate the exchange of information. For example, in
most parts of Bolivia, producers and intermediaries use different units of
measurement ('quintales', equivalent to about 100 product units and
'arroba’, for around 25 units).With prices quoted in kilos, these
differences do not help farmers to calculate their best selling prices.
This example explains why the Ministry of Agriculture was asked to
coordinate the exchange of information in the sector. As a result, a clear
effort was made to link up ICT projects undertaken by civil society and
the private sector with sector-level government policies.
What does the ICT strategy
entail?
The Ministry of Agriculture has developed an ICT strategy for the
agricultural sector with the following objective: ‘To coordinate and
promote the introduction, access, uses and application of ICT in order to
improve rural development in a more sustainable and participative way,
with particular attention to impoverished sectors'.
The strategy consists of three components, the first of which is the
development of an ICT policy. This was achieved in 2003 with the support
of the IICD. The policy indicates how ICT can help the government achieve
the objectives it has formulated both for the agricultural sector and for
national policy, describes the key objectives and priority areas addressed
by ICT,sets out the organizational structure and proposes a plan of action
for the next five years.
Secondly, the strategy involves an implementation programme (costing USD
100,000 and supported by the Department for International Development, UK)
to enhance the Ministry's internal ICT capacity. The key elements of this
component are creating awareness and training Ministry staff in
information management and basic ICT, and enhancing the storage, analysis
and coordination of information at the Ministry. ICT facilities are also
to be strengthened, inter alia by setting up a computer network and
providing Intranet and Internet access. Finally, an agriculture portal is
to be launched. This will operate as an entry point to agricultural
information from both the government and the private sector
(www.agrobolivia.gov.bo). One of the important features of the portal
is the overview it contains of assistance programmes run by the government
and the private sector. Obvious though this may seem, for the first time
policy-makers and producer organizations can now obtain information on all
the various programmes offered in the sector.
In
the next stage, starting in 2005 with the support of the government of
Bolivia and USAID (worth a total of USD 800,000), the Ministry will
provide access to ICT and train the staff of the Ministry's regional
branches. The branches will set up regional information networks, which
will be responsible for awareness raising, coordination and the exchange
of information among producer organizations, NGOs and the private sector
at a regional level. A coordination committee on which all stakeholder
groups will be represented will govern the networks.
Lesson learned from the
experiences in Bolivia
Many relevant lessons - for both Bolivia and other countries - have been
learned since the ICT strategy was launched in 2002.
§
Participation at sector level.
The government does not operate in isolation. Particularly in agriculture,
NGOs and grass roots organizations are highly active in supplying
producers with information. A range of organizations helped to identify
ICT problem areas and priorities, and participated in information exchange
in the sector. To ensure that they played a focused and constructive role,
a committee was set up to coordinate organizations with experience in ICT.
These included partner organizations of the Tic Bolivia programme, other
information programmes initiated by the government and the linked
ministries of Economic Affairs and Communications. The committee
developed a draft strategy paper, which was discussed at a series of
validation workshops at national and regional levels. In this way, the
Ministry increased ownership and support for the ICT strategy in the
sector.
§
Ownership within the Ministry.
The Ministry's awareness of and skills in information management ICT was
very limited. To allow the Ministry to take on a coordinating role, an
extensive capacity development programme was required, involving training
of directors and information officers at the Ministry. This training
programme centred on information analysis and management rather than on
technical skills. Although this has taken time, two years later there is
now both widespread interest in and a clear understanding of the role the
Ministry is to play in relation to information and ICT in the agricultural
sector.
§
External support.
The strategy formulation and implementation process requires long-term
support from advisors from outside the Ministry. To secure acceptance at
the Ministry, it has been important to work with local Bolivian
consultants who possess knowledge of the sector and an extensive network
of contacts at the Ministry. These advisors have played a vital role in
continuously guiding the policy process and raising awareness among
decision-makers and technical staff at the Ministry.
To
create ownership at the Ministry, the advisors are to be based permanently
at the Ministry for a period of at least 9-12 months. A foreign
organization such as IICD also has a key role to play, in terms of
strategic advice on both process (i.e. facilitation) and content (i.e.
technical advice). To ensure that the Ministry takes the foreign
organization on board as a strategic partner, it is essential that it
possesses expertise in both processes and content and is clearly aware of
the priorities set by both the Ministry and the sector.
§
A development-oriented ICT
strategy.
ICT strategies often have a built-in lean towards relatively complex
information that is particularly relevant to big business. The direct
link made with overall sector policy and the participation of
organizations working directly with small farmers has enabled the Ministry
to pursue a strategy that identifies small farmers as the key target
group. This group has a clear need for basic agricultural information,
including information on markets and production.
§
Coordination versus
implementation.
Governments generally aspire to centralize information using complex
databases and information systems. As a result, the focus is often on the
development of software and large-scale systems rather than on
understanding information processes at the Ministry and in the sector as a
whole. In many cases, basic ICT can be very effective, too. It has taken
a long time to persuade Ministry staff to coordinate information that has
already been collected, analyzed and disseminated by experienced
government-related institutions, producer organizations and NGOs.
§
Sustainability.
The focus on coordinating existing information sources and the
exploitation of existing communication channels in the sector is conducive
to the implementation of a viable and cost-effective ICT strategy at
sector level. Collaboration with civil society and the private sector
ensures that the government will reach producers effectively, as all
parties have a direct interest in maintaining information flows.
Collaboration also allows for the costs of ICT to be shared among the
various stakeholders in the sector.
§
Example for other sectors.
The successful strategy for agriculture serves as an example for other
sectors such as education, for which a similar process was launched in
2004. It also provides important input for a national ICT for development
strategy, also launched this year. Yet, although the case of the
agricultural sector has inspired policy-makers in other sectors, the
experience in education suggests that each sector requires its own,
tailor-made processes and approaches to ICT policy development.
By: Ms Sandra Marca, Consultant
Mr. Javier Choquevilca, Consultant Dr Stijn van der Krogt, Team Leader,
The District Net Uganda
Programme: a case for good governance and ICT
After the 1980s, a large number of governments worldwide, including in
Uganda, moved to decentralize policy-making and raise public participation
in their quest for good governance. The District Net programme, started in
February 2003, provides an example of how ICT can assist in the
implementation of such processes. Emerging from the 'ICT for Rural
Development' round-table conference held in 2001, the project identified
the following challenges at district level:
-
a lack of fitting modes of
communication between district and lower local governments, and
-
Time-consuming electronic data
processing in relation to financial management, data communication, data
storage and analysis.
Piloted in four districts, the programme is now being run independently by
local District Administration offices with support from the Ministry of
Local Governance. Over the past 18 months, equipment and infrastructure as
well as a customised capacity development programme have been put in place
to support the project. Having completed the initial pilot, efforts are
now being concentrated on expanding to other districts and to embedding
the programme in the Ministry's core activities.
Lessons learned
Following the installation of equipment and infrastructure, a capacity
development programme was implemented. Staffs of all ranks were trained in
basic ICT applications, project management, financial management and
information management, while senior officials attended ICT awareness
seminars. The following key lessons emerged from this process:
Identify possible gains for
public sector programmes
As
seen in the case of the District Net Uganda project, ICT can bring five
benefits to the decentralization process. These are:
(a) More cost-effective processes – producing the same at a lower cost.
This has been seen especially in the improvements in collecting, storing
and disseminating information, both in districts and between districts and
headquarters.
(b) Increased outputs - producing more at the same total cost. Automated
systems have made it easier to make better use of collected and stored
data to inform local and central government decision-making processes
as well as the public in general.
(c) Time-efficient processes and outputs - producing the same (or more) at
the same total cost in less time.
(d) Improved quality and standard of information services and products -
producing the same at the same total cost in the same time, but to a
higher quality standard.
(e) Innovation - producing new outputs based on government requirements.
The first four points may be seen as components of successful embedding in
local government, as they increase both the effectiveness and the
efficiency of the system. The fifth innovation creates opportunities to
successfully embed at sector level, especially when programmes can be
expanded to other local governments under the leadership of the ministry.
Embedding also requires
interventions at different levels to 'prove' value:
-
At the operational (district)
level, staffs were convinced of the value of the programme only after
following several training courses. For example, they were able to
appreciate that a procedure normally taking three days could now be done
in two minutes.
-
At the sub-county level,
commissioners were convinced of the value of the programme after a
financial analysis of the first six months showed that it reduced costs,
such as those relating to paper and document transport.
-
At HQ level, an information
analysis demonstrated smoother and more efficient information flows
between headquarters, district, and sub-county levels, thus revealing the
value of the programme to decision-makers.
Human resource capacity is
crucial to the process of embedding
Good governance projects
require capacities (i.e. skills and knowledge) to manage, guarantee and
maintain the quality of data. Apart from basic ICT applications, programme
staffs were also trained in project and financial management. Training
staff to tackle more strategic issues, such as how to use data, and how to
transform it into useful information and knowledge, was also crucial.
A
tool kit for information officers at higher local government levels was
also developed. Users at district level were trained in using the services
offered. Awareness-raising seminars and public launch events allowed
users to voice their needs, to learn about available public services, and
to pressure policy-makers into being responsive to their interests and
demands.
Organizational embedding
requires sensitization interventions
In
many public-sector organizations, a major hindrance to reforms using ICT
is a lack of awareness and skills on the part of senior officials. This
makes them reluctant to support, or even to discuss, reforms that involve
information technology. To combat this, public-sector programmes that are
designed with organizational embedding in mind should incorporate training
and awareness programmes for senior officials.
The District Net Uganda programme is just one example of an e-governance
project proving that ICT can help a decentralization process. Not only can
it improve information flows and communication services to enable
government and organizations serve the poor in a more efficient,
transparent and accountable way, it can also help to encourage users to
learn more about public services and their rights.
By: Mr Constantine Bitwayiki,
Project Manager,Mr Arjan de Jager, Programme Manager,
Further Reading:
Policy and issue papers
Integrating information and
communication technologies in development programmes: Best practices in
ICT for development programmes Short policy brief on best practices in ICT
for development programmes.
Focuses on the role played by ICT in combating poverty and promoting
development.
Information technologies and
education for the poor in Africa (ITEPA): recommendations for a pro-poor
ICT4D* non-formal education policy.
Examines the ways in which ICT
can improve the skills of Africa's young people and adults who do not have
basic literacy skills and/or have not completed primary or secondary
school.
More can be found at
www. capacity.org/ict
The European Centre for Development Policy Management (ECDPM) launched
Capacity.org as a tool for development researchers, practitioners and
decision-makers. As a website and a newsletter, Capacity.org combines
information on capacity development policy and practice within
international development cooperation with debate on policy issues and
practical experiences. It acts as a platform for dialogue by providing a
channel for informed review and synthesis of the complex issues faced by
development practitioners and policy-makers.
Focusing on both the 'why' and the 'how' of capacity development,
Capacity.org seeks to unravel the complexity of ideas and practices
underpinning the term 'capacity development'. To achieve this, the editors
particularly encourage the exchange of perspectives and experiences from
the South, to ensure that discussions are rooted in reality.
Our aim is to make Capacity.org a joint effort, mobilizing and sharing a
range of capacities and expertise. Interested individuals and
organizations can help make Capacity.org an effective communication tool
for people seeking to alleviate poverty through capacity development by
contributing information, lessons, ideas, opinions and feedback. Any
offers of co-finance or for linking up with related initiatives are very
welcome

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